SEC May Extend IA Registration Deadline

In a letter to the NASAA today the SEC stated that they may extend the final deadline for IA registration under

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the Dodd-Frank Act.  The reason for the extension is to give companies enough time to go through the registration process once final regulations are promulgated.  The SEC stated that it intends to issue the final regulations before July 21, 2011.

More information on this letter to be forthcoming.


Cole-Frieman & Mallon LLP is a boutique hedge fund law firm which provides investment adviser registration services to SEC and state registered hedge fund managers.  Bart Mallon can be reached directly at 415-868-5345.