As part of the Hedge Fund Networking Summit Webcast Series, Bart Mallon of Mallon P.C. led an hour long presentation on compliance matters for California based hedge fund managers. The presentation covered the following topics:
- New SEC and CA Hedge Fund Registration Requirements
- Registration Overview & Major Issues
- Compliance Overview
- Discussion of Other Current Regulatory Issues
There were of number of questions asked by the audience regarding many of the new compliance requirements for registered managers. We have had good experience with the following groups:
- Email and IM Archiving – Smarsh
- Outsourced Compliance/ Outsourced
If you attended the event and have follow up generic propecia online pharmacy questions, please feel free to contact us and we will try to get back to you as soon as possible. The full powerpoint can be downloaded here: CAHF Powerpoint (April 2011) Final
Many thanks to Ron Niemaszyk of Patke & Associates for moderating the event.
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Cole-Frieman & Mallon LLP provides investment adviser registration & compliance services to hedge fund managers. For more information, please call Bart Mallon at 415-868-5345.