Tag Archives: broker renewal

Registration Renewal For Brokers (IARD Notice)

It is that time of the year for registration renewals.  Renewal notices for investment advisor registration renewal were sent out by many states this week.  Additionally, brokers and brokerage firms will need to renew all of their registrations.  The following is the registration renewal notice I recieved today.  If your firm needs help with registration, please feel free to contact us.  Continue reading