Dodd-Frank Implementation Considerations for Private Equity and Hedge Funds
On October 18th Grant Thornton LLP and Financial Women’s Association of San Francisco will be hosting a panel discussion and reception focused on regulatory issues for hedge funds and private equity funds. Karl Cole-Frieman, a partner with Cole-Frieman & Mallon LLP, will be the attorney on the panel and will be discussing both the legal and business aspects of compliance with the various Dodd-Frank regulations.
Information on the event is posted below and you can register for the event by clicking here.
Grant Thornton LLP and the Financial Women’s Association of San Francisco invite you to join our upcoming panel discussion, focusing on implementation considerations for Private Equity and Hedge Funds under the Dodd-Frank Act. At this informative event, professionals from the industry will discuss various hot topics including:
- Registration requirements
- Restructuring considerations
- Implementation and best practices
- Focus areas of SEC examinations
- Cost effective ways to comply with Dodd-Frank
Winston Wilson – National Financial Services Sector Leader, Grant Thornton LLP
Mark Catalano – Director, Deutsche Bank, Alternative Fund Services
Chris Lombardy – Member, Regulatory compliance, Kinetic Partners
Karl Cole-Frieman – Partner, Cole-Frieman & Mallon LLP
Moderated by Ann Oglanian, President & CEO, ReGroup LLC
4:00 – 4;30 p.m. Registration*
4:30 – 6:00 p.m. Panel / Q&A
6:00 – 7:00 p.m. Cocktail reception
500 California Street
San Francisco, CA 94104
* This event is by invitation only. Spots are limited so register early!
Cole-Frieman & Mallon LLP provides a variety of services including: hedge fund formation, advisor registration and counterparty documentation, CFTC and NFA matters, seed deals, internal investigations, operational compliance, regulatory risk management, hedge fund due diligence, marketing and investor relations, employment and compensation matters, and routine business matters. For more information please visit us at: http://www.colefrieman.com/.